III. INDICTMENT AND INFORMATION
RULE 6. THE GRAND JURY
(a) Summoning Grand Juries. The court may order that a grand
jury be summoned at each term of the circuit court or at any
specified time for either a regular, special or adjourned term of
court. The grand jury shall consist of 16 members, but any fifteen
or more members attending shall constitute a quorum. The court
shall direct that a sufficient number of legally qualified persons
be summoned to meet this requirement as prescribed by Chapter 52,
Article 2, Section 3, of the West Virginia Code of 1931, as
amended.
(b) Objections to Grand Jury and Grand Jurors.
(1) Challenges. The prosecuting attorney or a defendant who
has been held to answer in the circuit court may challenge the
array of jurors on the ground that the grand jury was not selected,
drawn, or summoned in accordance with law, and may challenge an
individual juror on the ground that the juror is not legally
qualified. Challenges shall be made before the administration of
the oath to the jurors and shall be tried by the circuit court.
(2) Motion to Dismiss. A motion to dismiss the indictment may
be based on objections to the array or on the lack of legal
qualifications of an individual juror, if not previously determined
upon challenge. An indictment shall not be dismissed on the ground
that one or more members of the grand jury were not legally qualified if it appears from the record kept pursuant to
subdivision (c) of this rule that 12 or more jurors, after
deducting the number not legally qualified, concurred in finding
the indictment.
(c) Foreperson and Deputy Foreperson. The court shall appoint
one of the jurors to be foreperson and another to be deputy
foreperson. The foreperson shall have power to administer oaths
and affirmations and shall sign all indictments. The foreperson or
another juror designated by the grand jury shall keep a record of
the name of each witness examined by them, the substance of the
evidence given by such witness, and the number of jurors concurring
in the finding of every indictment, and shall file the record with
the clerk of the court, but the record shall not be made public
except on order of the court. During the absence of the
foreperson, the deputy foreperson shall act as foreperson.
(d) Who May Be Present. Attorneys for the state, the witness
under examination, interpreters when needed, and, for the purpose
of taking the evidence, a stenographer or operator of a recording
device may be present while the grand jury is in session, but no
person other than the jurors may be present while the grand jury is
deliberating or voting.
(e) Recording and Disclosure of Proceedings.
(1) Recordings of Proceedings. All proceedings, except when
the grand jury is deliberating or voting, shall be recorded
stenographically or by an electronic recording device. An unintentional failure of any recording to reproduce all or any
portion of a proceeding shall not affect the validity of the
prosecution. The recording or reporter's notes or any transcript
prepared therefrom shall be filed with the clerk of the circuit
court and shall not be made public except on order of the court.
(2) General Rule of Secrecy. A grand juror, an interpreter,
a stenographer, an operator of a recording device, a typist who
transcribes recorded testimony, an attorney for the state, or any
person to whom disclosure is made under paragraph (3)(A)(ii) of
this subdivision shall not disclose matters occurring before the
grand jury, except as otherwise provided for in these rules. No
obligation of secrecy may be imposed on any person except in
accordance with this rule. A knowing violation of Rule 6 may be
punished as a contempt of court.
(3) Exceptions.
(A) Disclosure otherwise prohibited by this rule of matters
occurring before the grand jury, other than its deliberations and
the vote of any grand juror, may be made to:
(i) An attorney for the state for use in the performance of
such attorney's duty; and
(ii) Such official personnel as are deemed necessary by an
attorney for the state to assist an attorney for the state in the
performance of such attorney's duty to enforce criminal law.
(B) Any person to whom matters are disclosed under
subparagraph (A)(ii) of this paragraph shall not utilize that grand jury material for any purpose other than assisting the attorney for
the state in the performance of such attorney's duty to enforce
criminal law. An attorney for the state shall promptly provide the
circuit court, before which was impaneled the grand jury whose
material has been so disclosed, with the names of the persons to
whom such disclosure has been made, and shall certify that the
attorney has advised such persons of their obligation of secrecy
under this rule.
(C) Disclosure otherwise prohibited by this rule of matters
occurring before the grand jury may also be made:
(i) when so directed by a court preliminarily to or in
connection with a judicial proceeding;
(ii) when permitted by a court at the request of the
defendant, upon a showing that grounds may exist for a motion to
dismiss the indictment because of matters occurring before the
grand jury;
(iii) when the disclosure is made by an attorney for the state
to another grand jury; or
(iv) when permitted by a court at the request of an attorney
for the state, upon a showing that such matters may disclose a
violation of federal criminal law or of the law of another state,
to an appropriate official of the federal government or of such
other state for the purposes of enforcing such law.
If the court orders disclosure of matters occurring before the
grand jury, the disclosure shall be made in such manner, at such time, and under such conditions as the court may direct.
(D) A petition for disclosure pursuant to subdivision
(e)(3)(C)(i) shall be filed in the county where the grand jury
convened. Unless the hearing is ex parte, which it may be when the
petitioner is the state, the petitioner shall serve written notice
of the petition upon (i) the attorney for the state, (ii) the
parties to the judicial proceeding if disclosure is sought in
connection with such a proceeding, and (iii) such other persons as
the court may direct. The court shall afford those persons a
reasonable opportunity to appear and be heard.
(E) If the judicial proceeding giving rise to the petition is
in a circuit court in another county, the court shall transfer the
matter to that court unless it can reasonably obtain sufficient
knowledge of the proceeding to determine whether disclosure is
proper. The court shall order transmitted to the court to which
the matter is transferred the material sought to be disclosed, if
feasible, and a written evaluation of the need for continued grand
jury secrecy. The court to which the matter is transferred shall
afford the aforementioned persons a reasonable opportunity to
appear and be heard.
(4) Sealed Indictments. The court to whom an indictment is
returned may direct that the indictment be kept secret until the
defendant is in custody or has been released pending trial.
Thereupon, the clerk shall seal the indictment and no person shall
disclose the return of the indictment except when necessary for the issuance and execution of a warrant or summons.
(5) Closed Hearing. Subject to any right to an open hearing
in contempt proceedings, the court shall order a hearing on matters
affecting a grand jury proceeding to be closed to the extent
necessary to prevent disclosure of matters occurring before a grand
jury.
(6) Sealed Records. Records, orders and subpoenas relating to
grand jury proceedings shall be kept under seal to the extent and
for such time as is necessary to prevent disclosure of matters
occurring before a grand jury.
(f) Finding and Return of Indictment. An indictment may be
found only upon the concurrence of 12 or more jurors. The
indictment shall be returned by the grand jury to a circuit judge
in open court. If a complaint is pending against the defendant and
12 jurors do not concur in finding an indictment, the foreperson
shall so report to the circuit judge in writing forthwith.
(g) Discharge and Excuse. A grand jury shall serve until
discharged by the court, but no grand jury may serve more than one
year unless the court extends the service of the grand jury for a
period of six months or less upon a determination that such
extension is in the public interest. The tenure and powers of a
grand jury are not affected by the beginning and expiration of a
term of court. At any time for cause shown the court may excuse a
juror either temporarily or permanently, and in the latter event
the court may impanel another person in place of the juror excused.
[Effective October 1, 1981; amended effective February 1, 1985;
September 1, 1995.]
III. INDICTMENT AND INFORMATION
RULE 7. THE INDICTMENT AND THE INFORMATION
(a) Use of Indictment or Information. An offense which may be
punished by life imprisonment shall be prosecuted by indictment.
Any other felony offense may be prosecuted by information if the
indictment is waived. Any misdemeanor may be prosecuted by
indictment or information. An information may be filed without
leave of court.
(b) Waiver of Indictment. Any felony offense which is not
punishable by life imprisonment may be prosecuted by information if
the defendant, after having been advised of the nature of the
charge and of his or her rights by a written waiver signed by the
defendant and his or her counsel and filed as a part of the record,
waives prosecution by indictment.
(c) Nature and Contents.
(1) In General. The indictment or the information shall be a
plain, concise and definite written statement of the essential
facts constituting the offense charged. An indictment shall be
signed by the foreperson of the grand jury and the attorney for the
state. An information shall be signed by the attorney for the
state. The indictment or the information need not contain a formal
commencement, a formal conclusion, or any other matter not
necessary to such statement, except that it shall conclude, against the peace and dignity of the state. Allegations made in one count
may be incorporated by reference in another count. It may be
alleged in a single count that the means by which the defendant
committed the offense are unknown or that the defendant committed
it by one or more specified means. The indictment or information
shall state for each count the official or customary citation of
the statute, rule, regulation or other provision of law which the
defendant is alleged therein to have violated.
(2) Criminal Forfeiture. No judgment of forfeiture may be
entered in a criminal proceeding unless the indictment or the
information shall allege the extent of the interest or property
subject to forfeiture.
(3) Harmless Error. Error in the citation or its omission
shall not be ground for dismissal of the indictment or information
or for reversal of the conviction if the error or omission did not
mislead the defendant to his or her prejudice.
(d) Surplusage. The court on motion of the defendant may
strike surplusage from the indictment or information.
(e) Amendment of Information. The court may permit an
information to be amended at any time before verdict or finding if
no additional or different offense is charged and if substantial
rights of the defendant are not prejudiced.
(f) Bill of Particulars. The court may direct the filing of
a bill of particulars. A motion for a bill of particulars shall be
made pursuant to the provisions of Rule 12(b)(4) or at such later time as the court may permit. A bill of particulars may be amended
at any time subject to such conditions as justice requires.
[Effective October 1, 1981; amended effective September 1, 1995.]
III. INDICTMENT AND INFORMATION
RULE 8. PERMISSIVE AND MANDATORY JOINDER OF OFFENSES AND OF
DEFENDANTS
(a) Joinder of Offenses.
(1) Permissive Joinder. Two or more offenses may be charged
in the same indictment or information in a separate count for each
offense if the offenses charged, whether felonies or misdemeanors
or both, are of the same or similar character.
(2) Mandatory Joinder. If two or more offenses are known or
should have been known by the exercise of due diligence to the
attorney for the state at the time of the commencement of the
prosecution and were committed within the same county having
jurisdiction and venue of the offenses, all such offenses upon
which the attorney for the state elects to proceed shall be
prosecuted by separate counts in a single prosecution if they are
based on the same act or transaction or on two or more acts or
transactions connected together or constituting parts of a common
scheme or plan, whether felonies or misdemeanors or both. Any
offense required by this rule to be prosecuted by a separate count
in a single prosecution cannot be subsequently prosecuted unless
waived by the defendant.
(b) Joinder of Defendants. Two or more defendants may be
charged in the same indictment or information if they are alleged
to have participated in the same act or transaction or in the same
series of acts or transactions constituting an offense or offenses.
Such defendants may be charged in one or more counts together or
separately, and all of the defendants need not be charged in each
count.
[Effective October 1, 1981; amended effective September 1, 1996.]
III. INDICTMENT AND INFORMATION
RULE 9. WARRANT OR SUMMONS UPON INDICTMENT OR INFORMATION
(a) Issuance. Upon the request of the attorney for the state
the court shall issue a warrant for each defendant named in an
information supported by a showing of probable cause under oath as
is required by Rule 4(a), or in an indictment. Upon the request of
the attorney for the state a summons instead of a warrant shall
issue. If no request is made, the court may issue either a warrant
or a summons in its discretion. More than one warrant or summons
may issue for the same defendant. The clerk shall deliver the
warrant or summons to the sheriff or other person authorized by law
to execute or serve it. If a defendant fails to appear in response
to the summons, a warrant shall issue.
(b) Form.
(1) Warrant. The form of the warrant shall be as provided in
Rule 4(c)(1). It shall describe the offense charged in the indictment or information and it shall command that the defendant
be arrested and brought before the court. The amount of bail may
be fixed by the court and endorsed on the warrant.
(2) Summons. The summons shall be in the same form as the
warrant except that it shall summon the defendant to appear before
the court at a stated time and place.
(c) Execution or Service; and Return.
(1) Execution or Service. The warrant shall be executed or
the summons served as provided in Rule 4(d)(1), (2) and (3). A
summons to a corporation shall be served by delivering a copy to an
officer or to a managing or general agent or to any other agent
authorized by appointment or by law to receive service of process
and, if the agent is one authorized by statute to receive service
and the statute so requires, by also mailing a copy to the
corporation's last known address within the county or at its
principal place of business elsewhere in the state. The officer
executing the warrant shall bring the arrested person promptly
before the court.
(2) Return. The officer executing a warrant shall make return
thereof to the court. At the request of the attorney for the state
any unexecuted warrant shall be returned and canceled. On or
before the return day the person to whom a summons was delivered
for service shall make return thereof. At the request of the
attorney for the state made at any time while the indictment or
information is pending, a warrant returned unexecuted and not canceled or a summons returned unserved or a duplicate thereof may
be delivered by the clerk to the sheriff or other authorized person
for execution or service.
(d) Remand to the Magistrate Court for Trial of Misdemeanor
Offense. If the information or indictment charges a misdemeanor
offense and the offense has not previously been brought before a
magistrate, the case may be remanded to the magistrate for a trial
on the merits as provided for in Chapter 50, Article 5, Section 7,
of the West Virginia Code of 1931, as amended.
[Effective October 1, 1981; amended effective September 1, 1995.]