Senate Bill No. 481
(By Senators Sharpe, Boley, Love and Helmick)
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[Introduced March 24, 1997; referred to the Committee
on Health and Human Resources; and then to the Committee on
Finance.]
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A BILL to amend chapter sixteen of the code of West Virginia, one
thousand nine hundred thirty-one, as amended, by adding
thereto a new article, designated article five-n,
relating to medication administration by unlicensed
personnel; short title; definitions; administration of
medications in facilities; exemption from licensure;
instructions and training; eligibility requirements of
facility staff; administration; and rules.
Be it enacted by the Legislature of West Virginia:
That chapter sixteen of the code of West Virginia, one
thousand nine hundred thirty-one, as amended, be amended by
adding thereto a new article, designated article five-n, to read
as follows:
ARTICLE 5N. MEDICATION ADMINISTRATION BY UNLICENSED PERSONNEL.
§16-5N-1. Short title.
This article may be cited as the "Medication Administration
by Unlicensed Personnel Act."
§16-5N-2. Definitions.
As used in this article, unless a different meaning appears
from the context, the following definitions apply:
(a) "Administration of medication" means assisting a person
in the ingestion, application, inhalation or using universal
precautions, rectal or vaginal insertion of medication or
subcutaneous injection of insulin under the limitations set forth
in section ten of this article including prescription drugs,
according to the legibly written or printed directions of the
attending physician or authorized practitioner, or as written on
the prescription label and making a written record thereof with
regard to each medication administered, including the time, route
and amount taken, but "administration" does not include
judgement, evaluation, or assessments or the injections
of medication, the monitoring of medication, or the
self-administration of medications, including prescription drugs
and including the self-injection of medication by the resident.
(b) "Authorizing agency" means the department's office of
health facility licensure and certification.
(c) "Department" means the department of health and human
resources.
(d) "Facility" means an ICF/MR, a personal care home, a
residential board and care home, a behavioral health group home,
a private residence in which health care services are provided
under the supervision of a registered nurse or an adult family
care home that is licensed by or approved by the department.
(e) "Facility staff member" means an individual employed by a
facility but does not include a health care professional acting
within the scope of a professional license or certificate.
(f) "Health care professional" means a medical doctor or
doctor of osteopathy, a podiatrist, registered nurse, practical
nurse, registered nurse practitioner, physician's assistant,
dentist, optometrist or respiratory care professional licensed
under chapter thirty of this code.
(g) "ICF/MR" means an intermediate care facility for the
mentally retarded which is licensed by the department.
(h) "Medication" means a drug, as defined in section one
hundred one, article one, chapter sixty-a of this code, to be
ingested through the mouth, applied to the outer skin, eye or
ear, applied through nose drops, vaginal or rectal suppositories
or subcutaneous injection of insulin under the limitations set
forth in section ten of this article that has been prescribed by
a health care professional authorized by law to prescribe.
(i) "Medication error" means a discrepancy between what the
physician ordered and what the designated responsible oversight
individual: (1) Observes during an observation of an individual
administering drugs to residents in the facility; and (2) a
review of the medication administration record.
(j) "Medication error rate" is determined by calculating the
percentage of errors. The numerator in the ratio is the number
of errors that the responsible oversight individual identifies.
The denominator is called "opportunities for errors" and includes
all the doses administered plus the doses ordered but not
administered. The equation to calculate the rate is:
Medication error rate = Number of errors divided by the
opportunity for errors times one hundred.
(k) "Registered professional nurse" means a person who holds
a valid license pursuant to article seven, chapter thirty of this
code.
(l) "Resident" means a resident of a facility.
(m) "Secretary" means the secretary of the department of
health and human resources or his or her designee.
(n) "Self-administration of medication" means the act of a
resident who is independently capable of reading and
understanding the labels of drugs ordered by the physician,
opening and accessing drug containers as packaged by the
responsible party, accurately identifying and taking the correct dosage of all drugs as ordered by the physician, at the correct
time and under the correct circumstances, to ensure an
appropriate reaction to the drugs as ordered.
(o) "Supervision of self-administration of medication" means
a personal service which includes reminding residents to take
medications, opening medication containers for residents, reading
the medication label to residents, observing residents while they
take medication, checking the self administered dosage against
the label on the container and reassuring residents that they
have obtained and are taking the dosage as prescribed.
§16-5N-3. Administration of medications in facilities.
(a) The secretary is authorized to establish a program for the
administration of medications in facilities. The program shall
be developed and conducted in cooperation with the appropriate
agencies, advisory bodies and boards.
(b) Beginning the first day of January, one thousand nine
hundred ninety-eight, as a condition of licensure or approval,
the authorizing agency shall require that any facility that has
unlicensed staff administering medication pursuant to the
conditions of this article shall maintain a written record as
specified in section seven of this article and shall allow
facility staff who are placed on the authorizing agency's
registry to administer medication. The record is subject to review by the authorizing agency as a part of its procedure in
authorizing continued licensure or approval of the facility:
Provided, That facilities which house three or fewer residents
are exempt from the provisions of this section so long as
medications are being administered in accordance with physician's
orders as evidenced by the results of complaint investigations
conducted by the authorizing agency.
(c) Supervision of self-administration of medication by staff,
who are not licensed health care professionals, is allowable in
certain circumstances, when the substantial purpose of the
setting is other than the provision of health care such as those
facilities indicated in the definition of "facilities".
§16-5N-4. Exemption from licensure.
Any individual who is not otherwise authorized by law to
administer medication in a facility may administer medication
only after participating in a training program and passing a
competency evaluation as prescribed in this article. Any
individual who administers medication in a facility in compliance
with the provisions of this article is exempt as to that
administration from the licensing requirements of chapter thirty
of this code and the provisions pertaining to controlled
substances contained in section one hundred one, article one,
chapter sixty-a of this code. All licensed health care professionals as defined in this article remain subject to the
provisions of their respective licensing laws.
§16-5N-5. Instruction and training.
(a) The department, in cooperation with appropriate agencies,
advisory bodies and boards, shall develop and approve training
curricula and competency evaluation procedures for those facility
staff members who administer medication.
(b) A facility that implements a procedure under which its
facility staff members may administer medications shall ensure
that the facility staff has successfully completed an approved
training program and an approved competency evaluation.
(c) A registered nurse who is authorized to train facility
staff members to administer medications in facilities shall:
(1) Possess a current active West Virginia license in good
standing to practice as a registered nurse;
(2) Have practiced as a registered professional nurse for the
immediate two years prior to being authorized to train facility
staff members to administer medication in facilities in a
position or capacity requiring knowledge of medications; and
(3) Be familiar with the nursing care needs of residents of
facilities as described in this article.
(d) The curriculum of all programs for training facility staff
to administer medication must comply with applicable rules and receive approval from the authorizing agency prior to
implementation.
(e) Facility staff members must annually complete a specified
update of medication-related training and must pass a competency
evaluation which has been approved by the department. This
training may occur in the facility and the facility shall provide
annual recertification information to the authorizing agency.
§16-5N-6. Eligibility requirements of facility staff.
(a) The facility shall provide to the authorizing agency a
list of the individual facility staff members who may administer
medications. The facility may permit a facility staff member to
administer medications in a single specific agency only after
compliance with all of the following:
(1) The staff member has successfully completed a department
approved training program and competency evaluation;
(2) The facility determines there is no statement on the state
administered nurse aide registry indicating that the staff
member has been the subject of finding of abuse or neglect of a
long-term care facility resident or convicted of the
misappropriation of such a resident's property;
(3) The facility staff member has had a criminal background
check or if applicable, a check of the state police abuse
registry, establishing that the individual has been convicted of no crimes against persons or drug related crimes;
(4) The medication to be administered is received and
maintained by the facility staff member in the original container
in which it was dispensed by a pharmacist or the prescribing
health care professional; and
(5) The facility staff member complies with all applicable
requirements established under this section, the rules adopted
pursuant to this article and such other criteria, including
minimum competency requirements, as are specified by the
authorizing agency.
§16-5N-7. Oversight of medication administration by unlicensed
personnel.
(a) Each facility in which there is medication administration
by unlicensed personnel shall establish in policy an
administrative monitoring system. Monitoring is to be performed
by a registered professional nurse employed by the facility or in
those facilities in which a registered professional nurse is not
employed, by a designated administrative staff person, who has
been trained and certified in accordance with the provisions of
this article.
(b) Each facility must use a delivery system that is approved
by the authorizing agency.
(c) Each facility must maintain the following medication records for review by the registered nurse, the administrative
designee so assigned by written policy or other authorized
persons:
(1) The name of the resident to receive the medication;
(2) The name of the medication, the dosage to be administered
and the route of administration;
(3) The time or intervals at which the medication is to be
administered;
(4) The date the medication is to begin and cease;
(5) The name of the individual who administered the
medication;
(6) Any special instructions for handling or administering the
medication, including instructions for maintaining sterile
conditions and appropriate storage; and
(7) One or more telephone numbers at which the health care
professional who prescribed the medication can be reached in an
emergency and the telephone number of another health care
professional who should be contacted if the prescribing
professional cannot be located.
(d) In each facility there shall be available information on
all drugs being administered in a facility, their risks and their
possible side effects.
§16-5N-8. Decertification of facility staff members.
The department may withdraw approval for a facility staff
member to administer medication if a nurse or the administrator
determines that the facility staff member is not performing
medication administration in accordance with the training and
written instructions. The withdrawal of the right to administer
medication by unlicensed personnel shall be documented and shall
be relayed to the department in order to remove the facility
staff member from the list of certified individuals.
(a) Facility staff members who are identified by the oversight
nurse or administrator or through a survey process to have a
medication error rate of greater than five percent of all
medications administered by the facility staff member shall be
removed from the departmental registry upon written notification
by the facility.
The significance of medication errors shall be considered and
determined based on resident condition, drug category and
frequency of error and shall be considered in determining error
rate and may result in immediate and final removal of an
individual from the list of certified individuals.
(b) To be recertified as a facility staff member who can
administer medication, a facility staff member must successfully
complete an approved training program and the competency testing.
(c) If the facility staff member is found to have a medication
error rate of greater than five percent of all the medication
administered by the facility staff member after retraining on
three consecutive episodes, the facility staff member shall be
permanently removed from the registry.
§16-5N-9. Fees.
The department shall set and collect fees for any training for
and any competency evaluation administered under the provisions
of this article, whether the department administers such
evaluation, contracts for such evaluation or the evaluation is
provided by a private provider or facility, so that the revenue
generated from such fees will partially offset the costs incurred
by the department in the performance of its duties under this
article. No person may be placed on the certified medication
aide registry as established by the department unless they have
successfully completed the training and the competency evaluation
and made the required payment of the appropriate fees, as
established in rules, to the department.
§16-5N-10. Limitations on medication administration.
The following limitations apply to the administration of
medication by facility staff members:
(a) Injections or any parenteral medications may not be
administered:
Provided, That insulin may be administered if the facility staff member administering the insulin injection has
received specific approved training in that administration by a
registered professional nurse, physician or pharmacist and has
been approved in writing by the registered professional nurse,
physician or pharmacist and the insulin is prescribed in a stable
dose with identified times for administration;
(b) Irrigations or debriding agents used in the treatment of
a skin condition or minor abrasions may not be administered;
(c) No verbal medication orders may be accepted, no new
medication orders shall be transcribed and no drug dosages may be
converted and calculated; and
(d) No medications ordered by the physician or a health care
professional with legal prescriptive authority to be given "as
needed" may be administered unless the order is written with
specific parameters which preclude independent judgment.
§16-5N-11. Rules.
The department shall propose any rules as may be necessary to
implement this article; the initial rules are to be submitted on
an emergency basis. The rules shall be proposed in accordance
with the provisions of chapter twenty-nine-a of this code.
NOTE: The purpose of this bill is to permit the restricted
administration of medications by unlicensed personnel in
intermediate care facilities for the mentally retarded, personal
care homes, residential board and care homes, behavioral health group homes and in private residences in which health care
services are provided under the supervision of a registered
nurse.
This article is new; therefore, strike-throughs and
underscoring have been omitted.